Friday, 9 January 2015

Computerised Accounting in Rural Banking

Computerised Accounting in Rural Banking

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INTRODUCING RURAL BANKING TO THE WEST AFRICAN SUB-REGION


* INTRODUCTION
The mission of this delegation is to introduce to you the rural banking system which is currently operating very well after 33 years of its introduction. Other parts of the world, notably the Netherlands and the Philippines have had tremendous benefits out of their rural banking system. The search for a system to tackle the financial problems of the rural dweller started as far back as the 1960s under the Nkrumah regime. During that period, the need for a veritable rural financial system in Ghana to tackle the needs of small scale farmers, fishermen, craftsmen, market women, traders and all other micro-enterprises was felt. The need for such a system was accentuated by the fact that the bigger commercial banks could not accommodate the financial intermediation problems of the rural poor as they did not show any interest in dealing with these small scale operators. Attempts in the past to encourage commercial banks to spread their rural network and provide credit to the agricultural sector failed to achieve the desired impact. These banks were rather interested in the finance of international trade, urban commerce and industry. There was therefore a yawning gap in the provision of institutional finance to the rural agricultural sector. The inability or failure of the commercial banks to lend on an appreciable scale to the rural sector attributed to the lack of suitable security on the part of the rural dweller. Secondly, the centralised structure of the banking set up was such that vital decisions were taken at their head offices, making decentralisation less effective. The disadvantage of such a system was that it could not compete with the local money lenders in terms of local knowledge flexibility and speed of response for financial support from customers.  Thirdly, the branch network of many banks cover mainly the commercial areas where business is thought or seen to be vibrant and did not reach down to the rural communities. Rural dwellers were therefore denied access to organised financial institutions in addition to being prevented from availing themselves of the opportunity of safe guarding their money and other valuable property that a bank provides. The realisation that the existing framework for institutional credit did not favour rural development let to the search for a credit institution devoid of the disabilities of the existing banking institutions but possessing the advantages of the non-institutional credit organisations.  This institution is what we call the RURAL BANK. * CHARACTERISTICS OF RURAL BANKS

* A rural bank is owned by the people in the rural community within which it operates. * It is permitted to operate within forty kilometres radius from its head office. * It operates according to the dictates of the banking law and has primary and secondary reserve requirements. * Its shareholders are mainly from its catchment area. * It has a board constituted among the shareholders and operates on the principles of the Companies Code, 1963 Act 179 and the Banking Law 2004, Act 673. * Each rural bank is also registered as a limited liability company and requires a banking licence and a certificate to commence business before it is permitted to operate. * It has a minimum paid-up capital set by the Central Bank. * There are existing guidelines for establishing a rural banking relating to the following:- * Eligibility / Qualification criterion

* Ownership and capitalisation, including limitation to  share ownership * Regulations of the proposed  company
* Feasibility report – business plan and financial projections for the first 5 years * Permissible activities
* Operational requirements
* Viability (based on 5 year projection of income statement and balance sheet) * Staffing requirements
* License
* Processing fee and licensing fee
* Initial training
* Equipment requirements and specifications

* OBJECTIVES OF THE RURAL BANKING SYSTEM
Rural banks were established with the following key objectives:- * To mobilise savings in the communities from where they operate * To grant credit to customers who deserve them
* To stimulate economic activities in their catchment areas * Contribute to the socio-economic development of their catchment areas * Make profit for their shareholders

* WHAT HAS BEEN THE IMPACT OF THE RURAL BANKS IN GHANA

The rural banking network controls about 9% of total domestic deposits of the banking sector in the country. They mobilise savings from their catchment areas and lend them out to deserving customers in the same area. They help existing enterprises in the rural communities to improve upon their performance and promote new economic activities thus assistance to enhance standards of living. They contribute to the socio-economic development of their catchment areas by using part of their profits to support brilliant but needy students, offer significant support for street lighting, construction of bore holes for potable water, construction of school buildings and health care facilities among many others Indeed the contribution of RCBs towards corporate social responsibility in total far exceeds the contributions of all the other banks put together year-on-years. It is in this light that the clamour for the establishment of more rural banks keeps ranging from one community to the other. It is therefore not surprising that the clamour for the establishment of more rural banks keeps raging from one community to the other. It is therefore not surprising that the rural banking system constitutes the largest banking network in Ghana with over five hundred and ninety-five (595) offices dotted across the face of Ghana.


* INVESTMENTS BY THE RURAL BANKS
As part of the mandatory requirement by the Central Bank, all banks were required to maintain primary and secondary reserves. The secondary reserves were normally used as investments in government paper, mainly treasury bills.


* INSTITUTIONS WHICH HAVE HELPED IN THE DEVELOPMENT OF THE RURAL BANKING SYSTEM IN GHANA Up to this point in time there are several institutions which have helped the rural banking system to thrive in Ghana. Key among them are:- 1. The Bank of Ghana

2. The Association of Rural Banks
3. The ARB Apex
4. The World Bank
5. International Fund for Agricultural Development (IFAD)

 6. Danish International Development Agency (DANIDA)

 7. African Development Bank 

Essay on users of accounting cycle

* The Bank of Ghana


The Bank of Ghana pioneered the establishment of rural banks and had the first one established in 1976. Since then, a number of rural banks have been established. Bank of Ghana established a Rural Finance Inspection Department which was later subsumed under the Banking Supervision Department. The Central Bank also provided banking services to the rural banks by clearing their cheques, supplying them with specie as well as inspection services. In 1991, the government initiate a Rural Finance Project (RFP) which involved the restructuring of rural banks and provision of on-lending funds to those rural banks found to have met certain set criteria. The Central bank provided the necessary support and initiative towards the establishment of the Apex structure for the rural banking system. It continues to regulate the rural banks by assisting to develop regulations that guide the relationship between the Apex Bank and the rural banks. Throughout the life of the rural banking system, the Bank of Ghana has nurtured its growth and development, developing the necessary sanctions and penalties that go with default. In 1999, rural banks which were distressed beyond redemption arising out of management and operational problems, had their licences withdrawn by the Bank of Ghana as these rural banks could no longer meet withdrawal demands. With the establishment of the ARB Apex Bank, virtually all the services that it used to provide have been ceded to this new ‘mini central bank’, though with some measure of difficulties which saw the rural banking system being pillaged by the orthodox banks when the central bank decided in 1994 that it would no longer clear cheques for and on behalf of the rural banks. * The Association of Rural Banks

The rural banking system which came into being in 1976 sought to render invaluable financial services in the rural communities which had been neglected by the commercial banks. In order to promote the aims and objectives of the rural banking system, the Association of Rural Banks (ARB) was established in 1981 with the following aims and objectives:- a. To provided and exchange information on rural banking services in Ghana and to serve as a forum for the discussion of common problems of rural and community banks and their possible solution. b. To find ways and means by which the ARB can contribute to the development of agriculture, commerce, industry and the general well being of rural areas in Ghana a. To ensure that rural and community banks are seen as instruments of national development in the rural areas. The ARB since its establishment has done a lot for the rural banking system in Ghana. Among these are:- * Conducting training for rural banks’ directors, managers, accountants and project officers, clerks and cashiers from 1981 to 2002, when finally the ARB Apex bank was established to take over the training function. * Advocating for the granting of a 10 year tax holiday for rural banks. * Advocating for a reduction in corporate tax from 35% of profits to 8%. * Advocating and clamouring for the establishment of the ARB Apex Bank which is the min central bank for the rural banks in Ghana. * Sensitising rural and community banks throughout the country about the need to establish rural banks in areas where financial services are absent. * Educating staff and directors of rural banks on the HIV/AIDS pandemic in collaboration with the Ghana Aids Commission. This is being done with the view to protecting staff and management of RCBs so that they do not lose them through this ailment.

 * The ARB Apex
Essay on accounting cycle
The Association of Rural Banks which came into being in response to emerging needs of rural banks clamoured for the establishment of the ARB Apex Bank as a further evolutionary response to the needs of rural banks.

However, due to manpower, management and operational problems, as well as the harsh rural environment, these conditions did not easily offer the impetus for the rural banks to thrive in a number of cases.  For example, between 1999 and 2000, the bank of Ghana withdrew the banking licences of 23 rural banks.  The various operational bottlenecks, key among which was the decision in 1994 by the Bank of Ghana that it would no longer perform cheque clearing functions for rural banks, compelled rural banks to call for the establishment of the ARB Apex Bank since the commercial banks which they relied on to clear their cheques, specie supplies and treasury functions become unreliable, the reason being that they were competitors of the rural banks. As a result of several consultations that the Association of Rural Banks and the Central Bank had with the World Bank aimed at establishing an apex body for the rural banks in Ghana, a team was commissioned in 1996 to explore the legal viability and banking dimension of such an apex body. The commercial banks frustrated the rural banks by delaying their clearing of cheques, giving them lower denomination of currency supplied, mutilated notes and in some cases enormous quantity of coins were supplied to the rural banks to be used in paying their customers. Delays in placing funds for investment purposes let to losses in income for the rural banks. The cumulative effect was that confidence in the rural banking system was eroded.   As a result of several consultations that the Association of Rural Banks and the Central Bank had with the World Bank aimed at establishing an apex body for the rural banks in Ghana, a team was commissioned in 1996 to explore the legal viability and banking dimension of such an apex body.

 * Clearing of cheques for the rural banks

* Provision of specie
* Development of products
* Inspection
* Computerisation
* Training
* Funds management
* Sourcing of funds for on-lending by the rural banks In 1998, a consulting firm was commissioned to examine the feasibility of establishing an Apex Bank. The conclusion obviously is the ARB Apex Bank we have today. The functions of the bank, which is to perform banking and non-banking support services in order to improve the operational efficiency and remove the operational bottlenecks which had hindered the growth of the rural banks included: Since its establishment, the bank has supported the rural banks through the performance of these functions.

Apart from supporting the rural banks, it has also introduced a star product called the Apexlink which is patronised by customers to transfer money domestically to every nook and cranny where services of the rural banks are available.  With the establishment of the Apex Bank, the operational bottlenecks relating to cheque clearing, specie supply etc have completely evaporated and the rural banks are growing from strength to strength as depicted in the two tables below:- Performance indicator| 4TH  quarter - 2008 (DECEMBER , 2008)GH¢’M| 1ST  quarter - 2009 (MARCH, 2009)GH¢’M| VARIANCE (%) Increase/DECREASE| Total Assets | 466.99| 503.20| 7.8|

Total Advances | 225.34| 226.86| 0.7|
Total Investments (Short Term)| 99.60| 115.05| 15.5|
Total Deposits| 346.48| 375.13| 8.3|
Profit Before Tax | 15.76| 5.74| (63.6)|
Paid-Up Capital | 17.33| 17.86| 3.1|
Networth | 62.38| 68.01| 9.0|

TABLE 1
Performance indicator| 1ST quarter (MARCH, 2007)GH¢’M| 1ST  quarter (MARCH, 2008)GH¢’M| 1ST  quarter (MARCH, 2009)GH¢’M| (%) Increase/ DECREASE MARCH ’08-MARCH ‘09| Total Assets |       322.34| 407.13| 503.20| 23.6| Total Advances | 129.66| 180.65| 226.86| 25.6|

Total Investments (Short Term)| 92.39| 100.52| 115.05| 14.5| Total Deposits| 245.32| 303.61| 375.13| 23.6|
Profit Before Tax| 3.37| 3.40| 5.74| 68.8|
Paid-Up Capital | 9.66| 11.98| 17.86| 49.1|
Networth | 41.67| 52.65| 68.01| 29.2|

Essay on overview of accounting
* World Bank
* The Rural Finance Project (1991 – 1994)
The World Bank’s support for the rural banking sector became very significant from the early 1990’s when the Rural Finance Project (RFP) was launched. This project saw the implementation of restructuring audits of all the rural banks with the view to ascertaining their operational efficiency and putting in measures to address all identified inefficiencies and operational bottlenecks. As a result of the RFP, Messrs Sycip, Gorres Volayo and Co. (SGV & Co.) of the Philippines working in collaboration with Arthur Andersen Consultants were engaged by the project to assist the Association of Rural Banks to conduct a Training Needs Assessment (TNA) and also develop training modules to address the felt training gaps of the rural banking network. At the end of the RFP in 1994 the under listed training modules had been developed by the Andersen Consultants:- * Credit Investigation

* Loan Monitoring and Supervision
* Loan Recovery Procedures & Strategies
* Annual Planning & Budgeting
* Management Information Systems
* Bank of Ghana Reporting Requirements
* Accounting for Non-Accountants
* Interpretation of Financial Statements
* Organisation Principles and Processes
* Management Decision Making
* Policy Formulation and Implementation and Other Board Functions * Resource Mobilisation
* Funds Management
* Internal Control Systems
* Cost Reduction Programme
* Legal Aspects of Banking
* Selected Topics in Rural Bank Accounting
* Overview of Rural Bank Accounting System
* Book Keeping
* Cashiering
* Customer Relations
Apart from developing these modules, rural banks’ personnel ranging from directors, managers, accountants, project officers through to clerks and cashiers were trained continuously in the relevant modules during the lifetime of the World Bank financed project. A core group of resource persons made up of directors and managers were also trained and used in the training programmes. In addition, the project provided logistics and equipment to support the Association of Rural Banks which at the time was responsible for training, capacity building and advocacy.  * The Rural Financial Services Project (2000 – 2007) The World Bank also spearheaded the formulation of the Rural Financial Services Project (RFSP) which brought into being the ARB Apex Bank Ltd. The RFSP had for (4) main components, namely:- * Capacity building of the Informal Financial sector

* Capacity building of Rural and Community Banks
* Institutional building of the ARB Apex Bank Ltd.
* Institutional Support to the Banking Supervision Department of the Bank of Ghana and the Ministry of Finance The RFSP which started from 2000 ended in 2007 and a lot was achieved through its implementation of the various action steps initiated to meet the objectives of the project. The total amount involved in the RFSP was US$22.96 out of which the International Development Association (IDA) of the World Bank contributed US$5.13m.

* International Fund for Agricultural Development
The International Fund for Agricultural Development (IFAD) which supported the RFSP provided a whopping U$11.3 million as its contribution to the entire project. Its support was used in supporting the various components of the project and especially to the microfinance sector. The fund, in an earlier project called the Rural Enterprises Project, (REP) provided on-lending loans to rural banks to enable them to assist those classified as the poorest-of-the-poor in the catchment area of the REP which started in 1995 and has since had its mandate renewed to cover the entire nation. In terms of the RFSP, IFAD has been the major contributor and has, even before the RFSP become effective helped the newly established ARB Apex Bank to initiate a Monitoring Unit responsible for reporting and rating of the rural banks through performance rating and benchmarking. 

* Danish Development Agency (DANIDA)

Before the establishment of the ARB Apex Bank, DANIDA provided substantial assistance to the Association of Rural Banks by assisting the rural banking sector through:- * Conduct of training needs assessment

* Development of additional training modules
* Development of criteria for rating of rural banks
* Introducing the concept of Inspection to the rural banks and developing guidelines for rural banks’ inspection * Assignment of consultants to the ARB to co-ordinate DANIDA activities for the rural banking sector * Assignment of radio communication equipment to the rural banking sector to enhance intra and inter rural banks’ communications * Assisting the rural banking sector to develop a test key for financial communication and payment systems * Providing the Association of Rural Banks with the logistics for training and also supporting its operations with a fleet of vehicles * Supporting rural banking sector to run an Apprenticeship Banking Course (ABC) for the benefit of staff of the rural banks * Conduct of periodic training for directors, managers and staff of rural banks on the code of conduct with the view to improving moral and ethical behaviour among rural banks’ personnel * African Development Bank

The African Development Bank also contributed to the Rural Financial Services Project. Its contribution of US$5.01m was used in supporting the computerisation and training of the rural banks. The amount was used in the acquisition of uniform applications software as well hardware and networking some of the rural banks. In addition certain equipment like power generators and motor bikes for credit monitoring was also done through this facility. Above all, the conduct of a training needs assessment and development and conduct of training for the rural banking sector was done through the support offered by the African Development Bank from 2002-2007. * CONCLUSION

* The presence of rural banks in Ghana has helped in no small measure in creating a dependable channel for savings and credit among rural dwellers. * Access to credit through the rural banking sector in Ghana has really enhanced development through the generation of jobs and all kinds of economic activity including those relating to agriculture, fishing, transportation, cottage industries, trading and commerce, education and health care among many others. The rural banks have acted as economic stimulants in the rural communities and have hastened the development of Ghana. All the attributes of the banking industry are now being enjoyed by people in the rural communities of Ghana and it is imperative that its establishment should be encouraged, supported and promoted in the sub-region and beyond.  

                                       Thank you.


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